| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | RO | 就證券提供意見 | 2025-05-07 | - |
| RO | 證券交易 | 2025-05-07 | - | |
| Rep | 就證券提供意見 | 2024-11-11 | 2025-05-07 | |
| Rep | 證券交易 | 2024-11-11 | 2025-05-07 | |
| Lucky Guosheng Securities Limited | RO | 就證券提供意見 | 2024-02-07 | 2024-08-31 |
| RO | 證券交易 | 2024-02-07 | 2024-08-31 | |
| Rep | 就證券提供意見 | 2024-01-19 | 2024-02-07 | |
| Rep | 證券交易 | 2024-01-19 | 2024-02-07 | |
| Rep | 提供資產管理 | 2024-01-19 | 2024-08-31 | |
| Goldbridge Securities Limited | RO | 就證券提供意見 | 2022-03-16 | 2023-10-31 |
| RO | 證券交易 | 2022-03-16 | 2023-10-31 | |
| Rep | 就證券提供意見 | 2021-09-01 | 2022-03-16 | |
| Rep | 證券交易 | 2021-09-01 | 2022-03-16 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2017-03-03 | 2021-03-19 |
| Rep | 證券交易 | 2017-03-03 | 2021-03-19 |
已採集記錄中暫無金管局登記。