| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Capital Limited | Rep | 就機構融資提供意見 | 2025-09-12 | - |
| Rep | 證券交易 | 2025-09-12 | - | |
| CMB International Global Markets Limited | Rep | 證券交易 | 2025-09-12 | - |
| CMB International Securities Limited | Rep | 證券交易 | 2025-09-12 | - |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2021-08-06 | 2025-08-22 |
| Rep | 就證券提供意見 | 2021-08-06 | 2025-08-22 | |
| Rep | 證券交易 | 2021-08-06 | 2025-08-22 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2021-08-06 | 2025-08-22 |
已採集記錄中暫無金管局登記。