| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2026-09-23 | - |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2026-09-23 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2022-08-04 | 2023-01-24 |
| Realord Asia Pacific Securities Limited | Rep | 證券交易 | 2021-11-22 | 2022-07-23 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2021-08-09 | 2021-08-30 |
已採集記錄中暫無金管局登記。