| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2026-03-05 | - |
| Rep | 證券交易 | 2026-03-05 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2023-03-27 | 2025-08-12 |
| Rep | 證券交易 | 2023-03-27 | 2025-08-12 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2023-03-27 | 2025-08-12 |
| Rep | 證券交易 | 2023-03-27 | 2025-08-12 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2021-08-12 | 2022-11-18 |
| Rep | 期貨合約交易 | 2021-08-12 | 2022-11-18 | |
| Rep | 證券交易 | 2021-08-12 | 2022-11-18 |