| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2022-09-21 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2022-09-21 | - |
| Rep | 證券交易 | 2022-09-21 | - | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2021-06-21 | 2022-09-01 |
| Rep | 期貨合約交易 | 2021-06-21 | 2022-09-01 | |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2017-11-13 | 2021-06-09 |
| Rep | 提供資產管理 | 2017-11-13 | 2021-06-09 | |
| Mirae Asset Capital (China) Limited | Rep | 就證券提供意見 | 2017-03-10 | 2021-06-09 |
| Rep | 提供資產管理 | 2017-03-10 | 2021-06-09 |