| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AUSTRAX CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2026-10-12 | - |
| Rep | 證券交易 | 2026-10-12 | - | |
| QUAM CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2025-12-10 | 2026-09-11 |
| Rep | 證券交易 | 2025-12-10 | 2026-09-11 | |
| Rep | 就機構融資提供意見 | 2022-08-17 | 2023-06-09 | |
| Rep | 證券交易 | 2022-08-17 | 2023-06-09 | |
| oOo Securities (HK) Group Limited | Rep | 就證券提供意見 | 2021-07-22 | 2022-07-22 |
| Rep | 就機構融資提供意見 | 2021-06-22 | 2022-07-22 | |
| Rep | 證券交易 | 2021-06-22 | 2022-07-22 | |
| SPDB International Capital Limited | Rep | 就機構融資提供意見 | 2020-12-01 | 2021-05-18 |
| Rep | 證券交易 | 2020-12-01 | 2021-05-18 | |
| AUSTRAX CAPITAL LIMITED | Rep | 證券交易 | 2018-02-26 | 2020-10-31 |
| Rep | 就機構融資提供意見 | 2017-03-13 | 2020-10-31 |
已採集記錄中暫無金管局登記。