| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2026-09-24 | - |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2026-09-15 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2026-09-15 | - |
| ORIENT CAPITAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2021-08-18 | 2026-06-26 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2021-08-18 | 2026-06-26 |
已採集記錄中暫無金管局登記。