| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CBH Asia Limited | Rep | 就期貨合約提供意見 | 2025-04-10 | - |
| Rep | 期貨合約交易 | 2025-04-10 | - | |
| Rep | 就證券提供意見 | 2023-03-14 | - | |
| Rep | 提供資產管理 | 2023-03-14 | - | |
| Rep | 證券交易 | 2023-03-14 | - | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2021-08-18 | 2023-02-27 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2021-08-18 | 2023-02-27 |