| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2026-05-11 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2026-05-11 | - |
| Futu Securities International (HONG KONG) Limited | Rep | 就證券提供意見 | 2025-08-29 | 2026-01-09 |
| Rep | 期貨合約交易 | 2025-08-29 | 2026-01-09 | |
| Rep | 證券交易 | 2025-08-29 | 2026-01-09 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-12-27 | 2025-06-20 |
| Rep | 證券交易 | 2023-12-27 | 2025-06-20 | |
| Rep | 就證券提供意見 | 2021-08-23 | 2025-06-20 |