| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHIEF SECURITIES LIMITED | Rep | 期貨合約交易 | 2025-09-01 | - |
| Rep | 證券交易 | 2025-09-01 | - | |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2025-08-06 | 2025-08-31 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2025-08-06 | 2025-08-31 |
| SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2021-06-18 | 2025-07-31 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2021-06-18 | 2025-07-31 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 期貨合約交易 | 2021-03-29 | 2021-06-16 |
| Rep | 證券交易 | 2021-03-29 | 2021-06-16 | |
| YUANTA FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2020-07-06 | 2021-02-28 |
| Rep | 證券交易 | 2020-07-06 | 2021-02-28 | |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2019-08-28 | 2020-06-12 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2019-08-28 | 2020-06-12 |
| Arta Global Futures Limited | Rep | 期貨合約交易 | 2018-09-19 | 2019-08-17 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 證券交易 | 2018-09-19 | 2019-08-17 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2017-03-16 | 2018-04-09 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2017-03-16 | 2018-04-09 |
已採集記錄中暫無金管局登記。