| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Futu Securities International (HONG KONG) Limited | RO | 證券交易 | 2026-02-20 | - |
| Rep | 槓桿式外匯交易 | 2025-08-27 | - | |
| Rep | 期貨合約交易 | 2024-06-11 | - | |
| Rep | 證券交易 | 2024-06-11 | 2026-02-20 | |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期貨合約交易 | 2021-11-12 | 2024-01-04 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2021-11-12 | 2024-01-04 |
| Changjiang Futures (HK) Limited | Rep | 期貨合約交易 | 2020-04-21 | 2021-10-29 |
| Changjiang Securities Brokerage (HK) Limited | Rep | 證券交易 | 2020-04-21 | 2021-10-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-06-06 | 2020-03-27 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2017-03-17 | 2020-03-27 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-03-17 | 2020-03-27 |
已採集記錄中暫無金管局登記。