| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOWEN CAPITAL (HK) LIMITED | Rep | 就證券提供意見 | 2024-05-23 | 2025-04-12 |
| Rep | 提供資產管理 | 2024-05-23 | 2025-04-12 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2022-12-20 | 2023-09-08 |
| CICC US Securities (Hong Kong) Limited | Rep | 證券交易 | 2022-12-20 | 2023-09-08 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | 就期貨合約提供意見 | 2022-09-22 | 2022-10-25 |
| LUK FOOK ASSET MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2022-06-17 | 2022-10-25 |
| Rep | 提供資產管理 | 2021-08-26 | 2022-10-25 |