| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2025-12-04 | - |
| Rep | 就證券提供意見 | 2025-12-04 | - | |
| Rep | 證券交易 | 2025-12-04 | - | |
| Ping An of China Capital (Hong Kong) Company Limited | Rep | 就機構融資提供意見 | 2023-10-04 | 2025-11-16 |
| PING AN SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 證券交易 | 2023-10-04 | 2025-11-16 |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就機構融資提供意見 | 2021-10-11 | 2023-09-08 |
| Rep | 就證券提供意見 | 2021-10-11 | 2023-09-08 | |
| Rep | 證券交易 | 2021-10-11 | 2023-09-08 | |
| Quam Securities Limited | Rep | 就證券提供意見 | 2021-08-31 | 2021-09-10 |
已採集記錄中暫無金管局登記。