| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CICC US Securities (Hong Kong) Limited | Rep | 證券交易 | 2024-01-11 | 2025-12-18 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2021-09-01 | 2026-09-25 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-09-01 | 2026-09-25 |
| Rep | 證券交易 | 2021-09-01 | 2026-09-25 |