| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CN FIRST INTERNATIONAL FUTURES LIMITED | RO | 期貨合約交易 | 2026-06-04 | - |
| RO | 證券交易 | 2026-06-04 | - | |
| Rep | 期貨合約交易 | 2025-04-07 | 2026-06-04 | |
| Rep | 證券交易 | 2025-04-07 | 2026-06-04 | |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2024-11-20 | 2025-03-23 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2024-11-20 | 2025-03-23 |
| SMART GRANDLY ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2022-10-10 | 2023-06-05 |
| Rep | 提供資產管理 | 2022-10-10 | 2023-06-05 | |
| GRANDLY FINANCIAL SERVICES LIMITED | Rep | 期貨合約交易 | 2021-09-07 | 2023-06-05 |
| Rep | 證券交易 | 2021-09-07 | 2023-06-05 |