| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2025-05-02 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-03-27 | - |
| Rep | 證券交易 | 2023-03-27 | - | |
| Vontobel Limited | Rep | 證券交易 | 2022-09-14 | 2023-02-15 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2021-09-07 | 2022-06-16 |