| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2025-07-17 | - |
| Rep | 證券交易 | 2025-07-17 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2025-07-17 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-12-06 | 2025-07-01 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-02-16 | 2025-07-01 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2021-09-16 | 2025-07-01 |