| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2026-06-26 | - |
| Rep | 證券交易 | 2026-06-26 | - | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2024-08-09 | 2026-06-07 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2023-03-31 | 2026-06-07 |
| Wanhai Securities (HK) Limited | Rep | 證券交易 | 2021-09-21 | 2022-04-30 |