| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| YUE KUN RESEARCH LIMITED | Rep | 期貨合約交易 | 2023-09-13 | - |
| Rep | 證券交易 | 2023-08-22 | - | |
| CLSA LIMITED | Rep | 證券交易 | 2022-07-28 | 2023-06-01 |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2021-10-05 | 2022-05-13 |
| Rep | 證券交易 | 2021-10-05 | 2022-05-13 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2021-10-05 | 2022-05-13 |