| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2023-11-17 | 2024-05-31 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2023-08-09 | 2024-05-31 |
| Rep | 期貨合約交易 | 2023-07-03 | 2024-05-31 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-07-03 | 2024-05-31 |
| Rep | 證券交易 | 2023-07-03 | 2024-05-31 | |
| ARTA GLOBAL MARKETS LIMITED | Rep | 就證券提供意見 | 2022-11-18 | 2023-04-30 |
| Arta Global Futures Limited | Rep | 期貨合約交易 | 2021-12-07 | 2023-04-30 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 證券交易 | 2021-12-07 | 2023-04-30 |