| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2024-10-21 | - |
| Rep | 證券交易 | 2024-10-21 | - | |
| China Securities (International) Corporate Finance Company Limited | Rep | 就機構融資提供意見 | 2024-10-21 | - |
| Rep | 證券交易 | 2024-10-21 | - | |
| S&P GLOBAL RATINGS HONG KONG LIMITED | Rep | 提供信貸評級服務 | 2021-12-07 | 2024-03-26 |