| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Goldhorse Securities Limited | Rep | 就證券提供意見 | 2026-05-20 | - |
| Rep | 證券交易 | 2026-05-20 | - | |
| GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2026-03-16 | - |
| Rep | 證券交易 | 2026-03-16 | - | |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2023-01-26 | 2023-03-03 |
| South China Investment Management Limited | Rep | 提供資產管理 | 2023-01-26 | 2023-03-03 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2023-01-26 | 2023-03-03 |
| FIVE STATES CAPITAL RESOURCES LIMITED | Rep | 提供資產管理 | 2021-12-14 | 2022-04-14 |