| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | RO | 就證券提供意見 | 2024-12-13 | - |
| RO | 證券交易 | 2024-12-13 | - | |
| Rep | 就證券提供意見 | 2024-09-16 | 2024-12-13 | |
| Rep | 證券交易 | 2024-09-16 | 2024-12-13 | |
| CITIC Securities Brokerage (HK) Limited | RO | 就證券提供意見 | 2022-09-27 | 2023-10-17 |
| RO | 證券交易 | 2022-09-27 | 2023-10-17 | |
| Rep | 就證券提供意見 | 2021-12-15 | 2022-09-27 | |
| Rep | 證券交易 | 2021-12-15 | 2022-09-27 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2021-12-15 | 2023-10-17 |