| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2026-06-12 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2026-06-12 | - |
| Rep | 證券交易 | 2026-06-12 | - | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2022-11-21 | 2024-10-25 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2022-10-06 | 2024-10-25 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2022-05-18 | 2022-07-15 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2021-12-15 | 2022-04-14 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2021-12-15 | 2022-04-14 |
已採集記錄中暫無金管局登記。