| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2026-05-26 | - |
| Rep | 期貨合約交易 | 2026-05-26 | - | |
| Rep | 證券交易 | 2026-05-26 | - | |
| Fosun International Securities Limited | Rep | 就證券提供意見 | 2025-09-10 | 2026-04-12 |
| Rep | 證券交易 | 2025-09-10 | 2026-04-12 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就期貨合約提供意見 | 2024-01-22 | 2025-08-31 |
| Rep | 期貨合約交易 | 2024-01-22 | 2025-08-31 | |
| Rep | 就證券提供意見 | 2023-12-20 | 2025-08-31 | |
| Rep | 證券交易 | 2023-12-20 | 2025-08-31 | |
| Futu Securities International (HONG KONG) Limited | Rep | 就證券提供意見 | 2021-12-17 | 2023-07-14 |
| Rep | 證券交易 | 2021-12-17 | 2023-07-14 |