| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2026-03-13 | - |
| Rep | 期貨合約交易 | 2026-03-13 | - | |
| Rep | 證券交易 | 2026-03-13 | - | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2023-12-08 | 2026-01-16 |
| ARK GROUP HOLDINGS (HONG KONG) LIMITED | Rep | 提供資產管理 | 2023-05-02 | 2023-10-12 |
| Rep | 就證券提供意見 | 2023-04-06 | 2023-10-12 | |
| Rep | 證券交易 | 2023-04-06 | 2023-10-12 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2021-12-30 | 2022-12-05 |
| Rep | 證券交易 | 2021-12-30 | 2022-12-05 |
已採集記錄中暫無金管局登記。