| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2026-03-18 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2025-10-28 | - |
| Rep | 證券交易 | 2025-10-28 | - | |
| Topaz Financial Group Limited | Rep | 就證券提供意見 | 2025-05-07 | 2025-09-11 |
| Rep | 證券交易 | 2025-05-07 | 2025-09-11 | |
| ARK GROUP HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2024-01-04 | 2024-10-15 |
| Rep | 證券交易 | 2024-01-04 | 2024-10-15 | |
| BIL Wealth Management Limited | Rep | 就證券提供意見 | 2022-01-11 | 2022-06-19 |
| Rep | 提供資產管理 | 2022-01-11 | 2022-06-19 | |
| Rep | 證券交易 | 2022-01-11 | 2022-06-19 |
已採集記錄中暫無金管局登記。