| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2026-05-27 | - |
| Rep | 證券交易 | 2026-05-27 | - | |
| CICC US Securities (Hong Kong) Limited | Rep | 證券交易 | 2025-10-30 | 2026-02-11 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2022-11-15 | 2026-02-11 |
| Rep | 證券交易 | 2022-11-15 | 2026-02-11 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2022-01-28 | 2022-09-30 |
| Rep | 期貨合約交易 | 2022-01-28 | 2022-09-30 | |
| Rep | 證券交易 | 2022-01-28 | 2022-09-30 |
已採集記錄中暫無金管局登記。