| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2026-01-08 | - |
| Rep | 證券交易 | 2026-01-08 | - | |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2025-03-13 | 2025-12-25 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2025-03-13 | 2025-12-25 |
| Rep | 證券交易 | 2025-03-13 | 2025-12-25 | |
| GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | 提供資產管理 | 2022-09-15 | 2024-08-22 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2022-03-08 | 2022-08-05 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2022-03-08 | 2022-08-05 |
| Rep | 證券交易 | 2022-03-08 | 2022-08-05 |
金管局記錄暫時無法載入，請稍後重試。