| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2023-11-03 | - |
| Rep | 證券交易 | 2023-11-03 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2023-11-03 | - |
| Rep | 證券交易 | 2023-11-03 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2022-05-18 | 2023-10-08 |
| Rep | 就證券提供意見 | 2022-05-18 | 2023-10-08 | |
| Rep | 期貨合約交易 | 2022-05-18 | 2023-10-08 | |
| Rep | 證券交易 | 2022-05-18 | 2023-10-08 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2022-05-18 | 2023-10-08 |
已採集記錄中暫無金管局登記。