| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CN FIRST INTERNATIONAL FUTURES LIMITED | RO | 就期貨合約提供意見 | 2026-06-17 | - |
| RO | 期貨合約交易 | 2025-09-03 | - | |
| RO | 證券交易 | 2025-09-03 | - | |
| RO | 就證券提供意見 | 2025-04-02 | - | |
| CN First Investment Management Limited | RO | 提供資產管理 | 2022-12-05 | - |
| CN FIRST INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2022-06-20 | 2025-09-03 |
| Rep | 證券交易 | 2022-06-20 | 2025-09-03 |