| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC CFI Securities Company Limited | Rep | 證券交易 | 2026-07-06 | - |
| CITIC Futures International Company Limited | Rep | 期貨合約交易 | 2026-07-06 | - |
| CMB International Capital Limited | Rep | 就機構融資提供意見 | 2024-09-17 | 2025-06-20 |
| Rep | 證券交易 | 2024-09-17 | 2025-06-20 | |
| CMB International Global Markets Limited | Rep | 證券交易 | 2024-09-17 | 2025-06-20 |
| CMB International Securities Limited | Rep | 證券交易 | 2024-09-17 | 2025-06-20 |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2022-06-29 | 2024-06-21 |
| Rep | 就證券提供意見 | 2022-06-29 | 2024-06-21 | |
| CLSA LIMITED | Rep | 證券交易 | 2022-06-29 | 2024-06-21 |
已採集記錄中暫無金管局登記。