| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2025-09-25 | - |
| Rep | 證券交易 | 2025-09-15 | - | |
| Macquarie Markets Trading Limited | Rep | 證券交易 | 2024-11-01 | 2025-08-11 |
| CITIC Securities Asset Management (HK) Limited | Rep | 證券交易 | 2023-11-10 | 2024-10-25 |
| Rep | 就證券提供意見 | 2022-09-19 | 2024-10-25 | |
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2022-06-29 | 2024-10-25 |
| Rep | 證券交易 | 2022-06-29 | 2024-10-25 |
已採集記錄中暫無金管局登記。