| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2024-05-09 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2024-05-09 | - |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2023-07-10 | 2024-01-31 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2023-07-10 | 2024-01-31 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2022-12-23 | 2023-04-28 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2022-07-15 | 2023-04-28 |