| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2024-09-27 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2024-09-27 | - |
| Rep | 證券交易 | 2024-09-27 | - | |
| Soochow Securities International Brokerage Limited | Rep | 就證券提供意見 | 2022-07-18 | 2024-07-22 |
| Rep | 證券交易 | 2022-07-18 | 2024-07-22 |