| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2026-07-31 | - |
| Rep | 證券交易 | 2026-07-31 | - | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2026-03-10 | 2026-05-06 |
| Rep | 提供資產管理 | 2026-03-10 | 2026-05-06 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2025-09-30 | 2026-02-06 |
| Rep | 證券交易 | 2025-09-30 | 2026-02-06 | |
| BOCOM International Asset Management Limited | Rep | 就證券提供意見 | 2023-01-16 | 2024-12-27 |
| Rep | 提供資產管理 | 2023-01-16 | 2024-12-27 | |
| Rep | 證券交易 | 2023-01-16 | 2024-12-27 | |
| BOCHK Asset Management Limited | Rep | 就證券提供意見 | 2022-08-01 | 2022-12-16 |
| Rep | 提供資產管理 | 2022-08-01 | 2022-12-16 | |
| Rep | 證券交易 | 2022-08-01 | 2022-12-16 |
已採集記錄中暫無金管局登記。