| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| uSmart Securities Limited | Rep | 期貨合約交易 | 2026-11-06 | - |
| Rep | 證券交易 | 2026-11-06 | - | |
| GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2026-04-09 | 2026-10-13 |
| Rep | 證券交易 | 2026-04-09 | 2026-10-13 | |
| Goldhorse Securities Limited | Rep | 就證券提供意見 | 2025-12-01 | 2026-10-13 |
| Rep | 證券交易 | 2025-12-01 | 2026-10-13 | |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2022-10-28 | 2023-11-04 |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2022-08-01 | 2023-11-04 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2022-08-01 | 2023-11-04 |
已採集記錄中暫無金管局登記。