| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Finex Hong Kong Limited | Rep | 證券交易 | 2023-11-07 | 2024-01-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2022-08-04 | 2023-05-08 |
| Rep | 就證券提供意見 | 2022-08-04 | 2023-05-08 | |
| Rep | 證券交易 | 2022-08-04 | 2023-05-08 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2022-08-04 | 2023-05-08 |
| Rep | 就證券提供意見 | 2022-08-04 | 2023-05-08 | |
| Rep | 證券交易 | 2022-08-04 | 2023-05-08 |