| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EG Asset Limited | Rep | 就證券提供意見 | 2025-09-16 | - |
| Rep | 提供資產管理 | 2025-09-16 | - | |
| Rep | 證券交易 | 2025-09-16 | - | |
| DC Wealth Management (HK) Limited | Rep | 證券交易 | 2023-09-11 | 2024-06-30 |
| Rep | 就證券提供意見 | 2023-08-07 | 2024-06-30 | |
| Rep | 提供資產管理 | 2023-08-07 | 2024-06-30 | |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | 2023-06-15 | 2023-07-14 |
| Rep | 提供資產管理 | 2023-06-15 | 2023-07-14 | |
| PROFIT ACCESS INVESTMENTS LIMITED | Rep | 提供資產管理 | 2022-09-21 | 2023-05-30 |
| Rep | 證券交易 | 2022-08-10 | 2022-09-19 | |
| Rep | 就證券提供意見 | 2022-08-10 | 2023-05-30 |