| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2024-11-01 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2024-02-28 | - |
| Rep | 證券交易 | 2024-02-28 | - | |
| Rep | 就機構融資提供意見 | 2024-02-28 | 2024-05-20 | |
| Rep | 期貨合約交易 | 2024-02-28 | 2024-11-01 | |
| Soochow Securities International Capital Limited | Rep | 就機構融資提供意見 | 2022-10-20 | 2024-01-28 |
| Soochow Securities International Brokerage Limited | Rep | 就證券提供意見 | 2022-08-10 | 2022-09-14 |
| Rep | 證券交易 | 2022-08-10 | 2022-09-14 |
金管局記錄暫時無法載入，請稍後重試。