| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Global Markets Limited | Rep | 證券交易 | 2026-05-08 | - |
| CMB International Securities Limited | Rep | 證券交易 | 2026-05-08 | - |
| NH INVESTMENT & SECURITIES (H.K.) LIMITED | Rep | 就證券提供意見 | 2022-08-18 | 2026-01-27 |
| Rep | 期貨合約交易 | 2022-08-18 | 2026-01-27 | |
| Rep | 證券交易 | 2022-08-18 | 2026-01-27 |