| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2023-06-12 | - |
| Rep | 證券交易 | 2023-01-17 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2023-01-17 | - |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2022-09-19 | 2022-12-16 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2022-09-19 | 2022-12-16 |