| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Soochow Securities International Asset Management Limited | RO | 就證券提供意見 | 2022-10-21 | 2023-04-20 |
| RO | 提供資產管理 | 2022-10-21 | 2023-04-20 | |
| Soochow Securities International Brokerage Limited | RO | 就證券提供意見 | 2022-10-21 | 2023-04-20 |
| RO | 證券交易 | 2022-10-21 | 2023-04-20 | |
| Soochow Securities International Capital Limited | RO | 就機構融資提供意見 | 2022-10-21 | 2023-04-20 |
| Soochow Securities International Futures Limited | RO | 就期貨合約提供意見 | 2022-10-21 | 2023-04-20 |
| RO | 期貨合約交易 | 2022-10-21 | 2023-04-20 |