| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2026-04-09 | - |
| Rep | 期貨合約交易 | 2026-04-09 | - | |
| Rep | 證券交易 | 2026-04-09 | - | |
| Rep | 槓桿式外匯交易 | 2026-04-09 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2025-03-04 | 2026-02-04 |
| Rep | 證券交易 | 2025-03-04 | 2026-02-04 | |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就證券提供意見 | 2022-10-25 | 2025-01-09 |
| Rep | 證券交易 | 2022-10-25 | 2025-01-09 |