| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2026-09-03 | - |
| Rep | 證券交易 | 2026-09-03 | - | |
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2023-10-17 | 2026-04-24 |
| Rep | 期貨合約交易 | 2023-10-05 | 2026-04-24 | |
| Rep | 證券交易 | 2023-10-05 | 2026-04-24 | |
| Mirae Asset Securities (HK) Limited | Rep | 期貨合約交易 | 2022-10-28 | 2023-08-17 |
| Rep | 證券交易 | 2022-10-28 | 2023-08-17 |