| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NATIXIS ASIA LIMITED | Rep | 就證券提供意見 | 2024-02-19 | 2025-01-06 |
| Rep | 證券交易 | 2024-02-19 | 2025-01-06 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2022-10-31 | 2023-12-01 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2022-10-31 | 2023-12-01 |
| Rep | 證券交易 | 2022-10-31 | 2023-12-01 |