| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | RO | 就證券提供意見 | 2026-08-18 | - |
| RO | 期貨合約交易 | 2026-08-18 | - | |
| RO | 證券交易 | 2026-08-18 | - | |
| Rep | 就證券提供意見 | 2025-11-26 | 2026-08-18 | |
| Rep | 期貨合約交易 | 2025-11-26 | 2026-08-18 | |
| Rep | 證券交易 | 2025-11-26 | 2026-08-18 | |
| SG SECURITIES (HK) LIMITED | RO | 期貨合約交易 | 2023-07-14 | 2025-06-13 |
| RO | 證券交易 | 2023-07-14 | 2025-06-13 | |
| Rep | 期貨合約交易 | 2022-11-03 | 2023-07-14 | |
| Rep | 證券交易 | 2022-11-03 | 2023-07-14 |