| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2023-05-17 | - |
| Rep | 期貨合約交易 | 2023-05-17 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2023-05-17 | - |
| Rep | 證券交易 | 2023-05-17 | - | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期貨合約提供意見 | 2023-01-20 | 2023-03-31 |
| Rep | 就證券提供意見 | 2023-01-20 | 2023-03-31 | |
| Rep | 提供資產管理 | 2023-01-20 | 2023-03-31 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就證券提供意見 | 2023-01-20 | 2023-03-31 |
| Rep | 提供資產管理 | 2023-01-20 | 2023-03-31 | |
| Rep | 證券交易 | 2023-01-20 | 2023-03-31 |