| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2024-12-04 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2024-11-19 | - |
| ARK GROUP HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-05-08 | 2024-11-10 |
| Rep | 證券交易 | 2023-05-08 | 2024-11-10 | |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | 就證券提供意見 | 2023-02-07 | 2023-04-12 |
| Rep | 證券交易 | 2023-02-07 | 2023-04-12 |