| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2026-02-13 | - |
| Rep | 證券交易 | 2026-02-13 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2026-02-13 | - |
| Rep | 期貨合約交易 | 2026-02-13 | - | |
| Rep | 證券交易 | 2026-02-13 | - | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2023-03-01 | 2025-09-29 |